📝La réception de l’obligation de compliance par les professionnels du secteur bancaire : l’exemple de la LCB-FT (“The reception of the Compliance Obligation by banking sector professionals: the example of AML/CFT”), in 🕴️L. Laref (ed.), 📕Compliance et vigilance bancaire

► Full Reference: M. Le Goanvic, “La réception de l’obligation de compliance par les professionnels du secteur bancaire : l’exemple de la LCB-FT” (“The reception of the Compliance Obligation by banking sector professionals: the example of AML/CFT”), in L. Laref (ed.), Compliance et vigilance bancaire. Contribution des acteurs bancaires et financiers à la LCB-FT (Compliance and Banking Vigilance. The Contribution of Banking and Financial Actors to AML/CFT), preface by N. Vasse, Journal of Regulation & Compliance (JoRC) and Lefebvre-Dalloz, “Régulations & Compliance” series, forthcoming.

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read a general presentation of the book, Compliance et vigilance bancaire, in which this article is forthcoming

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► English Summary of this article (article written in French, English summary by the Journal of Regulation & Compliance – JoRC): Beyond a set of specialised regulatory obligations, the fight against money laundering and terrorist financing has become a structuring element of the organisation, governance and operational processes of financial institutions. The author describes this progressive internalisation of Compliance: involvement of commercial functions in identifying risks, risk mapping, customer classification, transaction monitoring and an evidentiary logic. She also points out the questions this movement raises as to its operational acceptability and its reception by customers.

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