Full Reference: Frison-Roche, M.-A. Place and Role of Companies in the Creation and Effectiveness of Compliance Law in Crisis, Working Paper, May 2021.
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This Working Paper has been elaborated as basis for a conference in the colloquium of Mai 17, 2021 (done in French: Normes publiques et Compliance en temps de crise : les buts monumentaux à l'épreuve.
This video is made with English substitutes.
It is also the basis for an article in the book Compliance Monumental Goals, the English version of which is co-published by the Journal of Regulation & Compliance (JoRC) and Bruylant.
Summary: This article has a very topic: the place of private Companies, with regard to the chapter's issue: "the ordeal of a crisis". The crisis constitutes a "test", that is to say, it brings evidence. Let us take it as such.
Indeed, during the health crisis, it appears that Companies have helped the Public Authorities to resist the shock, to endure and to get out of the Crisis. They did so by force, but they also took initiatives in this direction. From this too, we must learn lessons for the next crisis that will come. It is possible that this has already started in the form of another global and systemic crisis: the environmental crisis. In view of what we have been able to observe and the evolution of the Law, of the standards adopted by the Authorities but also by the new case law, what can we expect from Companies in the face of this next Crisis, willingly and strength
Lire ci-dessous les développements.
- This makes one think of the "pure theory of Law", with a "fundamental norm" which at the same time founds the Law and is external to it.
- But probably some companies, and not all; and probably some rules, and not all. This concept increases the effectiveness and efficiency without integrating into the Law what it relates to. It is therefore a question of execution procedures, apprehended in Ex Ante.
- This is the whole basis of "Data Law", Compliance Law which sometimes concentrates data, their transmission and their use and sometimes segments them and prohibits such use. There is in no way a contradiction: sometimes the protection of the human being implies the use and sometimes it forbids it. It is indeed the same Compliance Law which produces permission and prohibition.
- GAFI, Covid-19-related Money Laundering and Terorist Financing, may 2020.
- GAFI, Covid-19-related Money Laundering and Terorist Financing, May 2020, p.18.
- GAFI, Covid-19-related Money Laundering and Terorist Financing, May 2020.
- Already mentioned p.20-21.
- See infra.
- The question will be treated more deeply in the cycle of colloquia about Compliance Juridictionnalization and more specially during the colloquium The Firm Instituted as Prosecutor and Judge of itself by Compliance Law, co-organized in Lyon by the Journal of Regulation & Compliance and the Faculté de Droit de Lyon 3.
- Decision 2021-001-FB-FBR.
- For the description of American Law, which protects systems, in particular the financial system, and which is the cradle of Compliance Law, compared to European Law, which imported it much later but also transformed it into the rebuilding around its own tradition, humanist, new definition of Compliance Law of which European Law is the model and which is now spreading around the world, see Frison-Roche, M.-A. (ed.), Pour une Europe de la Compliance, 2019; Compliance Tools, 2021 ; Compliance: before, now, after, 2017 ; What Can Compliance Law Build, Relying on the European Humanist Tradition, 2019 ; Rights, Primary and Natural Compliance Tools, 2021.
- About this evolution, Frison-Roche, M.-A. (ed.), Regulation, Supervision, Compliance, 2017.
- About the rediscovering of the "plan" within the State and in banking regulation technics, see Margerie, G. de, ....
- Moreover in France, "l'école de l'entreprise", in Rennes, has always challenged the radical distinction between the company, even private, and the State, as well as the too emphasized distinction between public Law and private Law. On this distinction, see the conclusion of this article.
- On this question, see Frison-Roche, M.-A. (ed.), Compliance Tools, 2021.
- Guillaume, N., Risk Mapping: First Insights of Challenges, Limits and Good Practices, in Frison-Roche, M.-A. (ed.), Compliance Tools, 2021.
- About the articulation between Compliance Law and the perspective of a Global Law, see Racine, J.-B., Geographical Dominance in the Choice of Compliance Tools, in Frison-Roche, M.-A. (ed.), Compliance Tools, 2021.
- Borga, NI, Marin, J.-Cl. et Roda, J.-Ch. (ed.), Compliance : Entreprise, Régulateur et Juge, 2018.
- Lepage, C., La portée universelle de l'arrêt de la Cour constitutionnelle allemande du 29 avril 2021.
- In the cycle of colloquia organized by the Cour de cassation about "Penser l'office du juge", see the conference about "L'office du juge et les enjeux climatiques", February 2021.
- The thinking about the hierarchy of norms and other pyramids are renewed. To stay within the circle of Regulation and Compliance Law, the autonomy between the normative conception developed in an autonomous way by the Constitutional Courts, in particular in Germany, which we note not only in banking matters (on the non-conventional monetary policy programs) but also in terms of the protection of personal data, and a concept that would leave the integrated regulatory authorities that are the European institutions are more vigorous than ever.
- In this perspective, Frison-Roche, M.-A., Pour un Droit de la Compliance environnemental, contribution to the report , 2020.
- See in this perspective the conclusion article of the book Compliance Tools : Frison-Roche, M.-A., Rights, Primary and Natural Compliance Tools, 2021.
- In this perspective, Frison-Roche, M.-A., Legal Approach of Compliance Tools: Building by Law the Unity of Compliance Tools from the Definition of Compliance Law by its "Monumental Goals", 2021.
- The legal notion of "acquired facts" and "acquired rights" must be developed no longer in Ex Post (theory of acquired rights) but in Ex Ante: there must be acquired rights of future generations, since it is hen and already acquired that facts will occur, the future generations must be endowed with the future "acquired rights" which correspond to them.
- This is the consubstantial logic of Compliance Law, linked to the detection and prevention of future systemic crises, so that they do not occur. See for ex. Frison-Roche, M.-A., Compliance Law, 2016 ; The Adventure of Compliance Law, 2020.
- V. dans ce sens les travaux de l'Association Droit et Commerce : Ringlé, M. (dir;), Le droit des affaires, instrument de gestion et de sortie de crise. Les entreprises à l'épreuve de la pandémie, 2021.
- Paris, Référé du 12 mai 2021, Société Le Relais de Clichy, (aff. n°20/14094).
- TJ Paris, 26 octobre 2020, RJDA 2/21 n°71.
- Dans ce sens, Frison-Roche, M.-A., Compliance Law, Health Crisis and the Future, 2021.
- Frison-Roche, M.-A. et Roda, J.-Ch., Droit de la concurrence, 2022.
- Supiot, A., qu'est-ce qu'une entreprise, in Supiot, A. (dir.), L'entreprise dans un espace mondialisé, 2015.
- Dans ce sens, Le Fur, A.-S., ... in Frison-Roche, M.-A. (dir.), Les Buts Monumentaux de la Compliance, 2022.
- C'est sans doute pour cela que François Ost, constatant que, malgré la multitude des travaux déjà disponibles sur la crise sanitaire, peu d'observations en ont encore été tirées, propose de le faire par un exercice d'imagination : Le petit principe au pays du Covid, 2021.
- C'est pourquoi l'on ne peut définir le Droit de la Compliance comme l'obligation de se conformer aux règles qui nous régissent, car cela s'appelle l'Etat de Droit, cette définition étant donc paradoxalement trop pauvre par son immensité (v. Frison-Roche, M.-A., Le Droit de la Compliance, 2016).
- Le Tribunal Judiciaire de Chartes avait sollicité un avis de la Troisième chambre de la Cour de cassation sur ce point, avis attendu en raison de quelques incertitudes encore parmi les juridictions du fond, mais en raison de l'harmonisation progressive de celles-ci, la procédure d'avis a été abandonnée et par une décision du 6 octobre 2021, la Cour de cassation a donc estimé ne pas avoir à répondre.
- qui ne sera écarté que si l'entreprise est elle-même systémique, par exemple dans le cas d'une banque par le mécanisme de la "résolution bancaire" qui est organisé par l'Autorité bancaire elle-même et qui écarte à la fois le Droit de la concurrence et le Droit des procédures collectives. Voir à ce propos Frison-Roche, M.-A. et D'Ambra, D., ..
- Voir par exemple Supiot, A.,
- FAQ, Covd prêt garanti (version au 9 juillet 2021).