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LUGURI, Jamie and STRAHILEVITZ, Lior Jacob

Shining a Light on Dark Patterns

Full reference: Luguri, J. and Strahilevitz, L. J., Shining a Light on Dark Patterns, Journal of Legal Analysis, Vol. 13, Issue 1, 2021, 67p.  Sciences Po's students can read this article via Sciences Po's Drive in the folder MAFR – Regulation & Compliance. 

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💬”Let’s Use the Power of GAFAMs in the Service of General Interest!” (“Utilisons la puissance des GAFAMs au service de l’intérêt général!”)

Full reference: Frison-Roche, M.-A., "Let's Use the Power of GAFAMs in the Service of General Interest!" ("Utilisons la puissance des GAFAMs au service de l'intérêt général!"), interview done by Olivia Dufour, Actu-juridiques Lextenso, 11st of January 2021 Read the interview (in French) To read the article translated in English by us, read the working paper on which this interview is based   Summary of the interview by Olivia Dufour: Marie-Anne Frison-Roche, Professor of Regulation and Compliance Law, reported to the government in 2019 about Internet governance. For this expert, giving a disciplinary power to GAFAMs is the only effective solution. And the suppression of Donald Trump's account is not likely to call this analysis into question.   The three questions (translated in English here by ourselves) asked by Olivia Dufour are:  The deletion of Donald Trump's Twitter account arouses strong emotions on social networks, and not only among his supporters. What do you think about this ? However, this incident does raise concern. Are we not giving too much power to these private companies? This raises the question in France of the relevance of the Avia system … Should we therefore resolve by default to give our freedoms to private and opaque mastodons?   Read the answers to these three questions (in French)   To go further, especially about the logics that guide the Avia system, see: Frison-Roche, M.-A., "Hate on internet: we need to responsibilize digital operators" ("Haine sur internet: il faut responsabiliser les opérateurs numériques"), 2020 Frison-Roche, M.-A., The contribution of Compliance Law to Internet Governance, report to Government, 2019

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New SEC Report to Congress about Whistleblower Program: what is common between American and European conception

Full reference: Frison-Roche, M.-A., New SEC Report to Congress about Whistleblower Program: what is common between American and European conception, Newsletter MAFR – Law, Compliance, Regulation, 1st of December 2020 Read by freely subscribing other news of the Newsletter MAFR – Law, Compliance, Regulation   Summary of the news Like every year since the adoption of the Dodd-Frank Act, the Securities and Exchanges Commission (SEC) and especially its Office of the Whistleblowers (OWB) handed to the Congress of the United-States a report about the success of its program concerning whistleblowers, especially estimated with the amount of financial rewards granted to them during the year. This report especially presents the amount granted to whistleblowers, the quality of the collected information and the efficacy of SEC's whistleblowers' protection process. If Americans condition the effectiveness of whistleblowing to the remuneration of whistleblowers, Europeans oppose the "ethical whistleblower" who shares information for the love of Law to the "bounty hunter" uniquely motivated by financial reward and favor the former to the later, as it is proven in the French Law Sapin II of 2016 (which do not propose financial reward to whistleblowers) or the British Public Interest Disclosure of 1998 (which just propose a financial compensation of the whistleblower's losses linked to whistleblowing).  However, American and European conceptions are not so far from each other. As United-States, Europe has a real care for legal effectivity, even if, because of their different legal traditions, Americans favor effectivity of rights while European favor effectivity of Law. If it places effectivity at the center of its preoccupations, Europe should conceive with less aversion the possibility to financially incite whistleblowers. Moreover, United-States and Europe share the same common willingness to protect whistleblowers and if rewarding would enable a better protection, then Europe should not reject it, as shows the recent declarations of the French Defenders of Rights. It is not excluded that both systems converges in a close future. 

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💬Facebook: Quand le Droit de la Compliance démontre sa capacité à protéger les personnes (Facebook: When Compliance Law proves its ability to protect people)

Full reference: Frison-Roche, M.-A., Facebook: Quand le Droit de la Compliance démontre sa capacité à protéger les personnes (Facebook: When Compliance Law proves its ability to protect people), interview with Olivia Dufour, Actu-juridiques Lextenso, 23rd of November 2020 Read the interview (in French) Read the news of the Newsletter MAFR – Law, Compliance, Regulation about this question

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📝 La mise en oeuvre du devoir de vigilance : une managérialisation de la loi ?

►Full Reference: Barraud de Lagerie, P., Béthoux, E, Mias, A., Penalva Icher, E., 📝 La mise en oeuvre du devoir de vigilance : une managérialisation de la loi ?, in  Droit et Société, 2020/3 n° 106, p. 699-714. - ►English Summary of the Article:(done by the Authors) : Implementing the Corporate Duty of Vigilance: A Case of Managerialization of Law? The 2017 French Corporate Duty of Vigilance Law obliges companies within its scope to draw up a “vigilance plan” and to publish it immediately in their next annual management report. The article analyzes how these first “vigilance plans” were drafted in 2018-2019. Following Lauren B. Edelman's theory of legal endogeneity, the authors question how the French law is being incorporated by companies and they examine the extent to which a process of managerialization shapes these plans. Firstly, the authors argue that companies have heavily relied on pre-existing tools and policies, while taking the drafting of the plans as an opportunity to rationalize these tools. Secondly, the authors argue that this managerialization of law occurs under the critical eye of the nongovernmental organizations that actively contributed to the statute’s adoption and that promote alternative ways for its implementation. Duty of vigilance – Endogenization of law – Implementation – Managerialization – Multinational companies.  -

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Due process and Personal Data Compliance Law: same rules, one Goal (GCEU, October 29, 2020 Order, Facebook Ireland Ltd v/ E.C.)

Full reference: Frison-Roche, M.-A., Due process and Personal Data Compliance Law: same rules, one Goal (CJEU, Order, October 29, 2020, Facebook Ireland Ltd v/ E.C.), Newsletter MAFR – Law, Compliance, Regulation, 1st of November 2020 Read by freely subscribing other news of the Newsletter MAFR – Law, Compliance, Regulation Read Marie-Anne Frison-Roche's interview in Actu-juridiques about this decision (in French)   Summary of the news:  As part of a procedure initiated for anti-competitive behaviors, the European Commission has three times requested, between the 13th of March and the 11th of November 2019, from Facebook the communication of information, reitarated in a decision in May 2020.   Facebook contests it alleging that the requested documents would contain sensitive personal information that a transmission to the Commission would make accessible to a too broad number of observers, while "the documents requested under the contested decision were identified on the basis of wideranging search terms, (…) there is strong likelihood that many of those documents will not be necessary for the purposes of the Commission’s investigation".  The contestation therefore evokes the violation of the principles of necessity and proportionality but also of due process because these probatory elements are collected without any protection and used afterwards. Moreover, Facebook invokes what would be the violation of a right to the respect of personal data of its employees whose the emails are transferred.  The court reminds that the office of the judge is here constraint by the condition of emergency to adopt a temporary measure, acceptable by the way only if there is an imminent and irreversible damage. It underlines that public authorities benefit of a presumption of legality when they act and can obtain and use personal data since this is necessary to their function of public interest. Many allegations of Facebook are rejected as being hypothetical.  But the Court analyzes the integrality of the evoked principles with regards with the very concrete case. But, crossing these principles and rights in question, the Court estimates that the European Commission did not respect the principle of necessity and proportionality concerning employees' very sensitive data, these demands broadening the circle of information without necessity and in a disproportionate way, since the information is very sensitive (like employees' health, political opinions of third parties, etc.).  It is therefore appropriate to distinguish among the mass of required documents, for which the same guarantee must be given in a technique of communication than in a technic of inspection, those which are transferable without additional precaution and those which must be subject to an "alternative procedure" because of their nature of very sensitive personal data.  This "alternative procedure" will take the shape of an examination of documents considered by Facebook as very sensitive and that it will communicate on a separate electronic support, by European Commission's agents, that we cannot a priori suspect to hijack law. This examination will take place in a "virtual data room" with Facebook's attorneys. In case of disagreement between Facebook and the investigators, the dispute could be solved by the director of information, communication and medias of the Directorate-General for Competition of the European Commission.  - We can draw three lessons from this ordinance:  This decision shows that Procedural Law and Compliance Law are not opposed. Some often say that Compliance guarantees the efficacy and that Procedure guarantees fundamental rights, the protection of the one must result in the diminution of the guarantee of the other. It is false. As this decision shows it, through the key notion of sensitive personal data protection (heart of Compliance Law) and the care for procedure (equivalence between communication and inspection procedures; contradictory organization of the examination of sensitive personal data), we see once again that two branches of Law express the same care, have the same objective: protecting people.  The judge is able to immediately find an operational solution, proposing "an alternative procedure" axed around the principle of contradictory and conciliating Commision's and Facebook's interests has shown that it was able to bring alternative solutions to the one it suspends the execution, appropriate solution to the situation and which equilibrate the interest of both parties.  The best Ex Ante is the one which anticipate the Ex Post by the pre-constitution of evidence. Thus the firm must be able to prove later the concern that it had for human rights, here of employees, to not being exposed to sanctioning pubic authorities. This Ex Ante probatory culture is required not only from firms but also from public authorities which also have to give justification of their action.    -    

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From Competition Law to Compliance Law: example of French Competition Authority decision on central purchasing body in Mass Distribution

Full reference: Frison-Roche, M.-A., From Competition Law to Compliance Law: example of French Competition Authority decision on central purchasing body in Mass Distribution, Newsletter MAFR – Law, Compliance, Regulation, 27th of October 2020 Read by freely subscribing the other news of the Newsletter MAFR – Law, Compliance     -   Summary of the news: Through its decision of 22nd of October 2020, the Autorité de la concurrence (French Competition Authority) accepted the commitments proposed by retail sector's firms Casino, Auchan, Metro and Schiever so that their agreement by which a common body centralizes purchases from numerous retailers, allowing each to offer these products under private label, is admissible with regard to competitive requirements.  In this particular case, the Authority had self-sized in July 2018, estimating that such a purchase center could harm competition, opening immediately a large consultation on the terms of the contract. In October 2018, the law Egalim permitted to the Authority to take temporary measures to suspend such a contract, what the Authority did from September.  The convention parties' firms committed on the one hand to update their contract limiting the power on suppliers, especially small and very small suppliers, excluding totally of the field of the contract some kind of products, especially food products and reducing the share of bought products volume dedicated to their transformation in distributor brand.  The Autorité de la concurrence accepts this proposal of commitments, congratulates itself of the protection of small suppliers operating like that and observe the similarity with the contract consisting in a purchase center between Carrefour and Tesco, which will be examined soon.  -   We can draw three lessons of this innovating decision, which could be a model for after:  1. The technique of Compliance Law permits to the Autorité de la concurrence to find a reasonable solution for the future.  Indeed, rather than punishing much later by a simple fine or to annihilate the performing mechanism of the purchase center, the Authority obtains contract modifications.  The contract is structured and the obtained modifications are also structural.  The commitments are an Ex Ante technique, imposed to operators, for the future, in an equilibrium between competition, operators and consumers protection and the efficacy of the coordination between powerful operators.  The nomination of a monitor permits to build the future of the sector, thanks to the Ex Ante nature of Compliance Law.  2. The retail sector finally regulated by Compliance technics. "Distribution law" always struggle to find its place, between Competition law and Contract Law, especially because we cannot consider it as a common "sector".  The Conseil constitutionnel (French constitutional court) refused a structural injunction power to the authority because it was contrary to business freedom and without any doubt ethics of business is not sufficient to the equilibrium of the sector. Through commitments given against a stop of pursuits relying on structuring contracts, it is by Compliance law that a Regulation law free of the condition of existence of a sector could leave. 3. The political nature of Compliance law in the retail sector As for digital space, which is not a sector, Compliance law can directly impose to actors imperatives that are strangers to them.  In the digital space, the care for fighting against Hate and for protecting private life; here the care for small and very small suppliers.    -   See in counterpoints the pursuit of a contentious procedure against Sony, whose the proposals of commitments, made after a public consultation, were not found satisfying. To go further, on the question of Compliance law permitting through indirect way the rewriting by the Conseil of a structuring contract (linking a platform created by the State to centralize health data with an American firm subsidy to manage them).

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FRISON-ROCHE, Marie-Anne

💬 “Health Data Hub est un coup de maître du Conseil d’État” (“Health Data Hub is a stroke of genius of the Conseil d’État”)

Full reference: Frison-Roche, M.-A., "Health Data Hub est un coup de maître du Conseil d'État", interview realized by Olivia Dufour for Actu-juridiques, Lextenso, 22nd of October 2020 Read the news of 19th of October 2020 of the Newsletter MAFR – Law, Compliance, Regulation on which relies this interview: Conditions for the legality of a platform managed by an American company hosting European health data​: French Conseil d'État decision  To go further, on the question of Compliance Law concerning Health Data Protection, read the news of 25th of August 2020: The always in expansion "Right to be Forgotten"​: a legitimate Oxymore in Compliance Law built on Information. Example of​ Cancer Survivors Protection 

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Conditions for the legality of a platform managed by an American company hosting European health data​: French Conseil d’État decision

Full reference: Frison-Roche, M.-A., Conditions for the legality of a platform managed by an American company hosting European health data​: French Conseil d'État decision, Newsletter MAFR – Law, Compliance, Regulation, 19th of October 2020 Read by freely subscribing the other news of the Newsletter MAFR – Law, Compliance, Regulation -   News Summary: In its ordinance of 13th of October 2020, Conseil national du logiciel libre (called Health Data Hub), the Conseil d'État (French Administrative Supreme Court) has determined the legal rules governing the possibility to give the management of sensitive data on a platform to a non-europeans firm, through the specific case of the decree and of the contract by which the management of the platform centralizing health data to fight against Covid-19 has been given to the Irish subsidiary of an American firm, Microsoft.  The Conseil d'État used firstly CJEU case law, especially the decision of 16th of July 2020, called Schrems 2, in the light of which it was interpreted and French Law and the contract linking GIP and The Conseil d'État concluded that it was not possible to transfer this data to United-Sates, that the contract could be only interpreted like this and that decree and contract's modifications secured this. But it observed that the risk of obtention by American public authorities was remaining.  Because public order requires the maintenance of this platform and that it does not exist for the moment other technical solution, the Conseil d'État maintained the principle of its management by Microsoft, until a European operator is found. During this, the control by the CNIL (French Data Regulator), whose the observations has been taken into consideration, will be operated.  We can retain three lessons from this great decision: There is a perfect continuum between Ex Ante and Ex Post, because by a referred, the Conseil d'État succeed in obtaining an update of the decree, a modification of the contractual clauses by Microsoft and of the words of the Minister in order to, as soon as possible, the platform is managed by an European operator. Thus, because it is Compliance Law, the relevant time of the judge is the future.  The Conseil d'État put the protection of people at the heart of its reasoning, what is compliant to the definition of Compliance Law. It succeeded to solve the dilemma: either protecting people thanks to the person to fight against the virus, or protecting people by preventing the centralization of data and their captation by American public authorities. Through a "political" decision, that is an action for the future, the Conseil found a provisional solution to protect people against the disease and against the dispossession of their data, requiring that an European solution is found.  The Conseil d'État emphasized the Court of Justice of The European Union as the alpha and omega of Compliance Law. By interpreting the contract between a GIP (Public interest Group) and an Irish subsidy of an American group only with regards to the case law of the Court of Justice of European Union, the Conseil d'Etat shows that sovereign Europe of Data can be built. And that courts are at the heart of this.  -   Read the interview given on this Ordinance Health Data Hub   To go further about the question of Compliance Law concerning health data protection, read the news of 25th of August 2020: The always in expansion "Right to be Forgotten"​: a legitimate Oxymore in Compliance Law built on Information. Example of​ Cancer Survivors Protection   

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💬Et si le secret de l’avocat était l’allié de la lutte contre le blanchiment ? (Why would the attorney not be an ally in the fight against money laundering?)

Full reference: Frison-Roche, M.-A., Et si le secret de l’avocat était l’allié de la lutte contre le blanchiment ?, interview realized by Olivia Dufour for Actu-juridiques, Lextenso, 15th of October 2020 Read the interview (in French) To go deeper on the place of the attorney in Compliance Law, read Marie-Anne Frison-Roche's working paper: The Attorney, Vector of Conviction in the New Compliance System

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Attorney’s Professional Secret & Filter mechanism in balance with fighting Money Laundering: constitutional analysis in favor of Attorney’s Secret

Full Reference : Frison-Roche, M.-A.,Attorney's Professional Secret & Filter mechanism in balance with fighting Money Laundering: constitutional analysis in favor of Attorney's Secret, Newsletter MAFR – Law, Compliance, Regulation, October 9, 2020.   Summary: By its judgment of September 24, 2020, the Constitutional Court of Belgium released an essential judgment which considers: – Compliance Law which imposes obligations on entities to fight against money laundering and the financing of terrorism is legal requirements which must be analyzed on the basis of these goals – the national transposition law is "broader" than the transposed European texts since it is anchored in the Constitution – the provisions of the law imposing the declaration of suspicion on an employee of the Attorney or on a Compliance Officer concerning information covered by the professional secrecy of the Attorney, the basis of Democracy, must therefore be canceled. This reasoning is remarkable and very solid. It is not unique to Belgium.   Lire par abonnement gratuit les autres News dans la Newsletter MAFR – Law, Compliance, Regulation

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FRISON-ROCHE, Marie-Anne

Judge between Platform and Regulator: current example of Uber case in U.K.

Full reference: Frison-Roche, M.-A., Judge between Platform and Regulator: current example of Uber case in U.K., Newsletter MAFR – Law, Compliance, Regulation, 29th of September 2020 Read by freely subscribing the other news of the Newsletter MAFR – Law, Compliance, Regulation   Summary of the news: On 22nd of September 2017, Transport of London (TFL), London Transport Regulator, refused to renew the licence, granted on 31st of May 2012 for 5 years, authorizing Uber to transport people because of criminal offenses committed by Uber's drivers. On 26th of June 2018, The Westminster Court prolonged Uber's licence for 15 months under the condition that the platform prevent the reproachable behaviors of its drivers. After these 15 months, the TFL refused once again to prolonge Uber's licence because of the persistence of aggressions against passengers. Uber, once again, contest this decision before the Westminster Court.  In a decision of 28th of September 2020, the Court observes that during the 15 months, the platform implemented many measures to prevent aggressions, that the level of maturity of these measures has improved over time and that the number of offenses was reduced over the period (passing from 55 in 2018 to 4 in 2020). The Court estimated the the implementation of this actions is sufficient to grant a new licence to Uber.  We can learn three lessons from this decision:  The Compliance obligation is not a result obligation but a mean obligation, which means that it is not reasonable to expect from a crucial operator (Uber, for instance) that it prevent every cases of agression but that it is salient to judge it on the effort it deploys to try to be closer to this ideal situation. Moreover, the crucial operator must be proactive, that is going away from the figure of passive subject of Law who apply measures enacted by the regulator in terms of fighting against aggressions to be an actor of the research of the best way to fight abusive behaviors, internalizing this "monumental goal.  The judge appreciates the violation committed by those whose the firm is responsible "in context", that is evaluates the concrete situation in a reasonable way.  It is the judge who decides in last resort and like the crucial operator, it must be reasonable.    Read to go further: Frison-Roche, M.-A., Firm, Regulator and Judge: thinking Compliance through these three characters, 2018 The report of the Assemblée nationale (French Parliament chamber) on the question 

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The Economic Impact of Law: a new report about it. And what about Regulation & Compliance? 3 lessons

Full reference: Frison-Roche, M.-A., The Economic Impact of Law: a new report about it. And what about Regulation & Compliance? 3 lessons, Newsletter MAFR – Law, Regulation, Compliance, 24th of September 2020 Read by freely subscribing the other news of the Newsletter MAFR – Law, Regulation, Compliance   Summary of the news:  On 18th of September 2020, the European Economic and Social Committee (EESC) published a report about the impact of Rule of Law on Economic Growth.  The EESC defines the Rule of Law as the obligation to "all public powers act within the constraints laid down by law, in accordance with the values of democracy and fundamental rights, and under the control of independent and impartial courts". According to the Committee, the Rule of Law thus defined is favorable and even necessary to a durable economic growth especially because instability of regulations, absence of guarantee of labor and property rights, discrimination or non-application of contracts poorly favors or are detrimental for investments and economic agents' productive activities. The EESC observes by the way that countries which respect the Rule of Law grow more rapidly than those which do not respect it. The Committee also insists on the destructive effect of corruption which destroys public services, public action, public institutions on the long run and confidence, increasing inequalities.  Although EESC approves the actions of European Commission to advance Rule of Law in the Union, it however invites the Commission to continue its efforts by giving a more important place to jurisdictions and by protecting better media freedom in a context of rising autocratic forces in Eastern Europe.  We can learn three lessons from this report: The common interest of European Union States to guarantee the Rule of Law. Indeed, Rule of Law is not only written in article 2 of TFEU and has been consecrated by CJEU case law, it is also a condition of economic progress.  The fight against corruption must be the object of a redoubled effort. In this perspective, Compliance Law is able to offer appropriate innovating legal tools. To a definition of Regulation and Compliance Law as a simple process of application of mechanical legal rules, it is necessary to substitute a definition of Regulation and Compliance Law based on the notion of "monumental goals" and people protection. In this perspective, these branches of Law would prove to be powerful tools in the service of the advancement of the rule of law in the European space.

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Interregulation: way of “cooperation protocol”​ between Regulatory Bodies.Example between French Financial Markets Authority and Anticorruption Agency

Full reference: Frison-Roche, M.-A., Interregulation: way of "cooperation protocol"​ between Regulatory Bodies. Example between French Financial Markets Authority and Anticorruption Agency, Newsletter MAFR – Law, Compliance, Regulation, 22nd of September 2020 Read by freely subscribing other news of the Newsletter MAFR – Law, Compliance, Regulation   Summary of the news:  Although Regulation Law was born from the notion "sector", constant interferences between sectors and frequent interactions between some sectors and more general questions common to different sectors, make interregulation necessary. Compliance Law being the extension of Regulation Law, this interregulation mechanism is also necessary in Compliance Law.  This interregulation can take many legal paths like letters exchanges between regulators, the creation of a network of regulators and supervisors at the world level or about some specific question or the adoption of a "cooperation protocol" as the AMF (French Financial Market Regulator) and the AFA (French Anticorruption Agency) did on 16th of September 2020 to reinforce their respective fight against corruption, against market abuses and for the protection of investors.  This cooperation protocol between the AFA and the AMF has the following subjects: A more efficient methodology concerning the research and the analysis of corruption and market abuses. A more efficient prevention of corruption and market abuses. A better capacity to give recommendations of new regulations to the Legislator. A more rigorous monitoring of international works on the topic.  A more coherent information for the public. Are regulators the new teachers?