Resources

Texts

European Parliament and European Council

Règlement MiFIR du 15 mai 2014

Full reference: Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Read the regulation

Texts

European Parliament and European Council

Directive MIF 2 of 15th of May 2014

Full reference: Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU Read the directive 

Jurisprudence

Court of Justice of the European Union (CJEU), Grand Chamber

Judgment Google Spain of May 13, 2014

Full reference: CJEU, Grand Chamber, Google Spain SL, Google Inc. c/ Agencia Espanola de Proteccion de Datos (AEPD), C-131/12, May 13, 2014   Read the judgment

Texts

European Parliament and European Council

Regulation of 16th of April 2014 about market abuses

Full reference: European Parliament and European Council, Regulation (EU) No 596/2014 of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Read the regulation

Books

The legal order

Full reference : Romano, S, The Legal Order, 1st ed. 1917-1918, 2nd ed. 1948, GlassHouse Book, 180 p.

Jurisprudence

European Court of Human Rights

To read the decision

Articles

COLLARD, Christophe and Roquilly, Christophe

Les risques juridiques et leur cartographie : proposition de méthodologie (Legal Risks and Their Mapping: proposition of Methodology)

Full reference: Collard, C., and Roquilly, C., Les risques juridiques et leur cartographie : proposition de méthodologie (Legal Risks and Their Mapping: proposition of Methodology), La Revue des Sciences de Gestion, vol. 263-264, no. 5, 2013, pp. 45-55. Sciences Po's students can read this article via Sciences Po's Drive in the folder MAFR – Regulation & Compliance

Books

Le droit souple

Documents scan0009-3.pdf scan0008.pdf scan0010.pdf

Conferences

Doing the Right Thing: Compliance That Works for Investors

Complete reference: Aguilar, L., Doing the Right Thing: Compliance That Works for Investors, transcript of a conference by this Commissioner of the US Securities and Exchange Commission (SEC) before the Regulatory Compliance Association (ROC), which is a professional association which offers training programs to thousands of people on the subject of 78,000 Compliance. The conference was held in New York, April 18, 2013. Validation of the transcription in 2014. The conference author, SEC Commissioner, refers to Roosevelt's statement that the best thing to do is to do the right thing. In this matter, when things get too complex, compliance is for the company to protect investors.