📗An Introduction to Corporate Compliance

🕴️Ruihua Chen is Professor at Peking University Law School.

The book presents corporate Compliance Law, from its nature and values to incentive mechanisms, criminal ones in particular, and the Chinese experience of enterprise compliance reform.

Table of contents

1. The Nature of Corporate Compliance

2. The Fundamental Values of Corporate Compliance

3. Principles of Corporate Compliance Management

4. Institutional Models for Corporate Compliance Systems

5. Corporate Compliance Risk Assessment

6. Evaluating the Effectiveness of Compliance Programs

7. Administrative Settlements and Compliance Oversight

8. Regulatory Approaches to Promoting Corporate Compliance

9. Criminal Compliance Incentives I: Models of Compliance-Based Exculpation

10. Criminal Compliance Incentives II: Compliance and Deferred Prosecution Agreements

11. Criminal Compliance Incentives III: The Chinese Experience in Enterprise Compliance Reform

12. Compliance Incentives in International Financial Organizations